Rachel graduated from Cumberland School of Law in May 2021. She had an impressive law school career, graduating in the top 25% of her class. During law school, Rachel was invited to participate in the write on process for the American Journal of Trial Advocacy because...
Companies that own—and often also operate—income-generating real estate are known as Real Estate Investment Trusts (“REITs”). REITs can own and operate numerous types of real estate such as office buildings, apartment buildings, hospitals, hotels, shopping malls, and...
Reports of online takeovers of customer’s broker-dealer accounts are growing in number, while some broker-dealers are lagging in their cybersecurity procedures. FINRA just published Regulatory Notice 21-18, “FINRA Shares Practices Firms Use to Protect Customers From...
Recently, Peloton voluntarily recalled over 125,000 Tread and Tread+ treadmills after consumers reported severe injuries and even one death associated with the treadmills. Pets and small children have been harmed, and children’s injuries range from broken bones...
You would think that if you hire a brokerage firm or broker-dealer to advise you on investments and investment strategies, they would always act in your best interest as the Investor hiring them. However, that is not always the case. Sometimes, brokerage firms and...
For those who are not already familiar, UBS Financial Services, Credit Suisse, Merrill Lynch, and Morgan Stanley, have offered investors the opportunity to engage in an investment strategy known as YES. YES stands for “Yield Enhancement Strategy.” These...
